UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 24, 2022
Commission File Number: 001-39558
(Exact Name of Registrant as Specified in its Charter)
( State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | ||||
| (Address of principal executive offices) | (Zip Code) | ||||
Registrant’s telephone number, including area code: (212 ) 287-3200
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company | ||||||||||||||||||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the 2022 Annual Meeting of Stockholders (the “Annual Meeting”) held on May 24, 2022, the stockholders of Perella Weinberg Partners (the “Company”) voted on the matters described below.
1. The Company’s stockholders elected three Class I directors and two new Class II and III directors, each of whom will hold office until the 2025, 2023 and 2024 annual meeting of stockholders, respectively, and until his or her respective successor has been duly elected and qualified, based on the following votes:
FOR | WITHHELD | BROKER NON-VOTE | |||||||||||||||
Joseph R. Perella | 472,217,090 | 13,574,468 | 2,044,050 | ||||||||||||||
Daniel G. Cohen | 472,273,408 | 13,518,150 | 2,044,050 | ||||||||||||||
Ivan G. Seidenberg | 479,713,029 | 6,078,529 | 2,044,050 | ||||||||||||||
Elizabeth Fascitelli | 485,192,957 | 598,601 | 2,044,050 | ||||||||||||||
Kristin W. Mugford | 485,194,157 | 597,401 | 2,044,050 | ||||||||||||||
2. The Company’s stockholders ratified the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022, based on the following votes:
FOR | AGAINST | ABSTAIN | ||||||||||||
| 487,787,218 | 48,289 | 101 | ||||||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PERELLA WEINBERG PARTNERS | ||||||||
Date: May 25, 2022 | By: | /s/ Gary Barancik | ||||||
| Name: | Gary Barancik | |||||||
| Title: | Chief Financial Officer | |||||||