SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Cohen Sponsor Interests IV, LLC

(Last) (First) (Middle)
2929 ARCH STREET, SUITE 1703

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Perella Weinberg Partners [ PWP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/24/2021 M(4) 2,340,221 A $0.00 2,950,221 I By FinTech Investor Holdings IV, LLC(1)
Class A Common Stock 06/24/2021 M(4) 4,506,446 A $0.00 4,506,446 I By FinTech Masala Advisors IV, LLC(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (5) 06/24/2021 P(5) 130,496 (5) (5) Class A Common Stock 130,496 $0.01 2,670,496 I By FinTech Investor Holdings IV, LLC(1)
Class B Common Stock (2)(3) 06/24/2021 D 330,275 (2)(3) (2)(3) Class A Common Stock 330,275 $0.00 2,340,221 I By FinTech Investor Holdings IV, LLC(1)
Class B Common Stock (4) 06/24/2021 M 2,340,221 (4) (4) Class A Common Stock 2,340,221 (4) 0 I By FinTech Investor Holdings IV, LLC(1)
Warrants $11.5 06/24/2021 A(6) 203,333 07/24/2021 06/24/2026 Class A Common Stock 203,333 (6) 203,333 I By FinTech Investor Holdings IV, LLC(1)
Class B Common Stock (5) 06/24/2021 S(5) 130,496 (5) (5) Class A Common Stock 130,496 $0.01 5,199,504 I By FinTech Masala Advisors IV, LLC(1)
Class B Common Stock (2)(3) 06/24/2021 D 693,058 (2)(3) (2)(3) Class A Common Stock 693,058 $0.00 4,506,446 I By FinTech Masala Advisors IV, LLC(1)
Class B Common Stock (4) 06/24/2021 M 4,506,446 (4) (4) Class A Common Stock 4,506,446 (4) 0 I By FinTech Masala Advisors IV, LLC(1)
1. Name and Address of Reporting Person*
Cohen Sponsor Interests IV, LLC

(Last) (First) (Middle)
2929 ARCH STREET, SUITE 1703

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
FinTech Masala, LLC

(Last) (First) (Middle)
2929 ARCH STREET, SUITE 1703

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
FinTech Masala Holdings, LLC

(Last) (First) (Middle)
2929 ARCH STREET, SUITE 1703

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)
Explanation of Responses:
1. Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings") and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.
2. On June 24, 2021 (the "Closing Date"), Perella Weinberg Partners (f/k/a FinTech Acquisition Corp. IV) (the "Issuer") completed the business combination (the "Business Combination") contemplated by that certain Business Combination Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, PWP Holdings LP ("PWP OpCo"), PWP GP LLC, PWP Professional Partners LP, and Perella Weinberg Partners LLC.
3. (Continued from Footnote 2) In connection with the Business Combination, on the Closing Date, upon consummation of the Business Combination, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock. However, pursuant to that certain Sponsor Share Surrender And Share Restriction Agreement, dated as of December 29, 2020, by and among the Issuer, Holdings, Masala, and PWP OpCo, as amended, concurrent with the consummation of the Business Combination, these shares of Class B Common Stock were forfeited to the Issuer immediately prior to the Business Combination.
4. In connection with the Business Combination, on the Closing Date, each of the Issuer's outstanding shares of Class B Common Stock automatically converted into one share of Class A Common Stock.
5. Represents shares transferred from Masala to Holdings pursuant to certain side letters by and among certain members of Holdings and Masala.
6. Upon consummation of the Business Combination, the warrants to purchase shares of Class A Common Stock of the Issuer became exercisable 30 days thereafter.
Remarks:
/s/ Amanda Abrams, Attorney-in-Fact 06/28/2021
** Signature of Reporting Person Date
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